Yanxiang Lu
呂延翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanxiang Lu (呂延翔), a licensed former licensee with CE reference AQX954. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
RO | Type 9 — Asset management | 2009-11-13 | 2010-08-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-29 | 2008-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-29 | 2008-11-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-30 | 2008-09-29 |