Andrew Robertson Schantz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Robertson Schantz, a licensed Representative with CE reference AQY133. Currently licensed at 1 firm(s): Bain Capital (Hong Kong), Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital (Hong Kong), Limited 貝恩投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | present |
| CPPIB Credit Investments Asia Limited | RO | Type 1 — Dealing in securities | 2022-01-05 | 2022-10-07 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-20 | 2022-01-01 |
| Tor Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-08 | 2017-01-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-30 | 2013-01-26 |
| Pacific Advantage Capital Limited | Rep | Type 4 — Advising on securities | 2010-10-26 | 2011-07-29 |
| Pacific Advantage Capital Limited | Rep | Type 9 — Asset management | 2010-10-26 | 2011-07-29 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2010-01-14 | 2010-05-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-02 | 2009-12-31 |