David Chok Chong Ngo
吳作聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chok Chong Ngo (吳作聰), a licensed former licensee with CE reference AQY490. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ampere Partners Limited |
Rep | Type 1 — Dealing in securities | 2020-05-19 | 2021-12-01 |
| Ampere Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2020-05-19 | 2021-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2020-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-28 | 2020-03-11 |