Lok Ki Lee
李諾奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ki Lee (李諾奇), a licensed Representative with CE reference AQZ591. Currently licensed at 2 firm(s): East Asia Securities Company Limited, East Asia Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-28 | present |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-28 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-10-16 | 2019-11-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-06 | 2021-03-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-06 | 2021-03-10 |