Timothy Koon Hai Mak
麥冠熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Koon Hai Mak (麥冠熹), a licensed Responsible Officer with CE reference AQZ616. Currently licensed at 2 firm(s): China Everbright Research Limited, Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2016-05-18 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-24 | 2016-05-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-30 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-09-30 | 2015-01-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2008-09-29 |