Alexander Yang Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Yang Chen ( ), a licensed former licensee with CE reference AQZ635. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-05 | 2014-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-02 | 2012-09-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-02 | 2012-09-05 |