Catherine Yan Kei Siu
蕭欣淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Yan Kei Siu (蕭欣淇), a licensed Representative with CE reference ARA299. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-20 | present |
| LaSalle Investment Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2013-06-19 | 2019-02-04 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-07-04 | 2013-06-19 |