Kai Yeung Lau
劉棨揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yeung Lau (劉棨揚), a licensed Representative with CE reference ARA400. Currently licensed at 1 firm(s): AIA Investment Management HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2020-11-23 | present |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-14 | 2017-05-17 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-06-22 | 2017-05-17 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-25 | 2015-06-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2013-05-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2011-07-29 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-05-28 | 2013-08-05 |