Timothy Simon Baldwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Simon Baldwin ( ), a licensed former licensee with CE reference ARB261. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-03-22 | 2018-01-07 |
| ARF Investment Management (HK) Limited |
RO | Type 4 — Advising on securities | 2009-07-20 | 2010-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2009-12-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-20 | 2009-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-05-20 | 2009-03-31 |