Kwok Shing Yip
葉國盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Yip (葉國盛), a licensed Representative with CE reference ARB687. Currently licensed at 2 firm(s): State Street Global Advisors Singapore Limited, State Street Global Advisors Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Singapore Limited | Rep | Type 4 — Advising on securities | 2010-11-03 | present |
| State Street Global Advisors Singapore Limited | Rep | Type 9 — Asset management | 2010-11-03 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-15 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-15 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-07-15 | present |