Ringo Ting Fai Mok
莫廷輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Ting Fai Mok (莫廷輝), a licensed Representative with CE reference ARD458. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-30 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-03 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-18 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2023-05-24 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-06 | 2010-06-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2009-01-31 |