Tianjiao Yao
姚天驕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianjiao Yao (姚天驕), a licensed Responsible Officer with CE reference ARF350. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-12 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-12 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2020-08-12 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2020-08-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-28 | 2020-08-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-28 | 2020-08-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-16 | 2017-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-16 | 2017-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2011-11-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-17 | 2011-11-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-17 | 2011-11-02 |