Hang Kong Wong
王恆江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Kong Wong (王恆江), a licensed Responsible Officer with CE reference ARF777. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 4 — Advising on securities | 2019-04-25 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-04-25 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-18 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-18 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 — Asset management | 2016-07-05 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-26 | 2016-07-05 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-15 | 2017-01-18 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-15 | 2017-01-18 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-24 | 2012-09-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2012-09-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-23 | 2012-09-01 |