Ka Ming (SFC:ARH349) Yeung
楊家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming (SFC:ARH349) Yeung (楊家明), a licensed former licensee with CE reference ARH349. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-29 | 2017-11-24 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2017-11-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-10 | 2017-11-24 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-10 | 2017-11-24 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-05 | 2015-02-28 |