Xia Song
宋霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Song (宋霞), a licensed Responsible Officer with CE reference ARH870. Currently licensed at 2 firm(s): Zhongtai International Futures Limited, Zhongtai International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-23 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-11 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-11 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-15 | 2021-10-11 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-15 | 2021-10-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-05 | 2017-10-20 |
| Ivory Capital Private Limited |
Rep | Type 4 — Advising on securities | 2010-07-08 | 2016-07-12 |
| Ivory Capital Private Limited |
Rep | Type 6 — Advising on corporate finance | 2010-07-08 | 2016-07-12 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-15 | 2008-12-08 |