Kenneth Shon Kee Lee
李崇基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Shon Kee Lee (李崇基), a licensed Representative with CE reference ARI072. Currently licensed at 1 firm(s): Gateway Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-04-27 | present |
| Gateway Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-04-27 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-06 | 2021-10-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-11 | 2009-10-19 |