Yan Kin Leung

梁恩健
CE No. ARI557 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Leung (梁恩健), a licensed Responsible Officer with CE reference ARI557. Currently licensed at 1 firm(s): Kai Yin Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Kai Yin Securities Limited
凱銀證券有限公司
RO Type 9 — Asset management 2024-08-28 present
Kai Yin Securities Limited
凱銀證券有限公司
RO Type 1 — Dealing in securities 2023-06-13 present
Kai Yin Securities Limited
凱銀證券有限公司
RO Type 4 — Advising on securities 2023-06-13 present
Vico Capital Limited
維高資本有限公司
Rep Type 9 — Asset management 2022-08-19 2023-01-13
Vico Capital Limited
維高資本有限公司
RO Type 1 — Dealing in securities 2020-08-04 2023-01-11
Vico Capital Limited
維高資本有限公司
RO Type 4 — Advising on securities 2020-08-04 2023-01-13
Brilliant Norton Securities Company Limited
億聲證券有限公司
RO Type 1 — Dealing in securities 2017-10-17 2019-09-30
Brilliant Norton Securities Company Limited
億聲證券有限公司
RO Type 4 — Advising on securities 2017-10-17 2019-09-30
Brilliant Norton Securities Company Limited
億聲證券有限公司
Rep Type 1 — Dealing in securities 2017-10-10 2017-10-17
Brilliant Norton Securities Company Limited
億聲證券有限公司
Rep Type 4 — Advising on securities 2017-10-10 2017-10-17
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 — Advising on securities 2009-06-19 2017-09-28
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-07-22 2017-09-28
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-07-22 2017-09-28

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