Nicholas Yik Kee Low
羅玉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Yik Kee Low (羅玉基), a licensed former licensee with CE reference ARI658. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB AE Investments Asia Limited |
Rep | Type 1 — Dealing in securities | 2022-03-21 | 2023-04-24 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-10 | 2022-03-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2010-08-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-01 | 2010-08-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-01 | 2010-08-27 |