Keith Koon Chung Leung

梁冠聰
CE No. ARI977 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Koon Chung Leung (梁冠聰), a licensed former licensee with CE reference ARI977. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 6 — Advising on corporate finance 2023-10-10 2025-03-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 — Dealing in securities 2023-03-29 2023-10-02
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 — Advising on securities 2023-03-29 2023-10-02
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 6 — Advising on corporate finance 2023-03-29 2023-10-02
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2014-09-03 2023-03-29
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2014-09-03 2023-03-29
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 — Advising on corporate finance 2014-09-03 2023-03-29
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2008-07-23 2014-07-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance 2008-07-23 2014-07-14

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