Wan Lung Liu
廖雲龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Lung Liu (廖雲龍), a licensed former licensee with CE reference ARJ408. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-04 | 2016-02-27 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2016-02-27 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-23 | 2009-03-19 |