Yuanmo Liu
劉苑茉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanmo Liu (劉苑茉), a licensed former licensee with CE reference ARJ807. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apax Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-12-17 | 2022-01-10 |
| Apax Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2010-10-15 | 2011-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-18 | 2009-09-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-18 | 2009-09-28 |