Shu Kwan Lee
李澍堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kwan Lee (李澍堃), a licensed former licensee with CE reference ARK378. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-13 | 2012-07-03 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2012-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-12 | 2009-03-12 |