Nan (SFC:ARL161) Shen
沈楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:ARL161) Shen (沈楠), a licensed former licensee with CE reference ARL161. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-03 | 2025-04-29 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2025-04-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-05 | 2016-07-26 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-05 | 2016-07-26 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-05 | 2016-07-26 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-20 | 2012-05-12 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-05 | 2010-03-23 |