Patrick Paul Steinemann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Paul Steinemann ( ), a licensed former licensee with CE reference ARN033. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-04 | 2020-02-14 |
| A1 Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited |
RO | Type 4 — Advising on securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited |
RO | Type 6 — Advising on corporate finance | 2017-05-10 | 2019-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-25 | 2016-03-08 |