Ruojun Wu
吳若君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruojun Wu (吳若君), a licensed Responsible Officer with CE reference ARN824. Currently licensed at 1 firm(s): 9M Stone Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 9M Stone Capital Limited 九石資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-17 | present |
| 9M Stone Capital Limited 九石資本有限公司 |
RO | Type 9 — Asset management | 2016-05-03 | present |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2014-03-03 | 2015-06-03 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2014-03-03 | 2015-06-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-24 | 2011-04-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-28 | 2008-09-29 |