Jie (SFC:ARO415) Gong
龔潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:ARO415) Gong (龔潔), a licensed former licensee with CE reference ARO415. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP |
RO | Type 1 — Dealing in securities | 2020-04-29 | 2023-12-31 |
| Pantheon Ventures (HK) LLP |
RO | Type 4 — Advising on securities | 2018-02-23 | 2023-12-31 |
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2013-12-23 | 2018-02-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-04-16 | 2013-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-01 | 2013-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-01 | 2010-02-01 |