Siwei Ma
馬思偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siwei Ma (馬思偉), a licensed former licensee with CE reference ARO767. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-18 | 2025-11-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2025-11-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-20 | 2025-11-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2018-07-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-24 | 2018-07-20 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 4 — Advising on securities | 2014-12-08 | 2016-06-20 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-08 | 2016-06-20 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-21 | 2014-12-08 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-21 | 2014-12-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-06-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-05 | 2010-06-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-05 | 2010-06-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-05 | 2010-06-02 |