Ming Fai Liu
廖銘輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Liu (廖銘輝), a licensed Responsible Officer with CE reference ARP191. Currently licensed at 1 firm(s): Hongkong Rich & Fortune Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-02 | present |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-21 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-11 | 2018-06-29 |