Wenli Zhao
趙文利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenli Zhao (趙文利), a licensed Responsible Officer with CE reference ARP526. Currently licensed at 1 firm(s): CCB International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-22 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-11 | 2019-07-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-12-29 | 2017-11-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2014-12-29 |