Alexander Toby Oldfield

CE No. ARQ375 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Toby Oldfield, a licensed Responsible Officer with CE reference ARQ375. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 RO Type 1 — Dealing in securities 2022-10-05 present
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 — Dealing in securities 2018-11-27 2022-10-05
Macquarie Capital Limited
麥格理資本股份有限公司		 Rep Type 1 — Dealing in securities 2016-10-03 2018-10-08
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 — Dealing in securities 2008-09-18 2010-05-31

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