Marvin James Kelly

CE No. ARQ936 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marvin James Kelly (), a licensed former licensee with CE reference ARQ936. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 — Dealing in securities 2009-05-13 2010-09-30
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 2 — Dealing in futures contracts 2009-05-13 2010-09-30
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 7 — Providing automated trading services 2009-05-13 2010-09-30
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-11-06 2009-05-13
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 — Providing automated trading services 2008-11-06 2009-05-13
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2008-09-24 2009-05-13
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-09-24 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 — Providing automated trading services 2008-09-24 2008-11-24

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