Yen-Ju Yang
楊燕如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Ju Yang (楊燕如), a licensed former licensee with CE reference ARV136. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2025-01-13 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-01 | 2025-01-13 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-18 | 2017-04-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-04 | 2009-12-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-15 | 2009-12-16 |