Lok Kin Lo
羅樂健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Kin Lo (羅樂健), a licensed former licensee with CE reference ARV565. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-09 | 2010-02-10 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-09 | 2010-02-10 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-11 | 2010-02-10 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-01 | 2009-03-03 |