Lionel Digby Sheffield Neave
小獅子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lionel Digby Sheffield Neave (小獅子), a licensed Representative with CE reference ASD187. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-15 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-21 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-21 | present |
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2020-07-23 | 2020-11-24 |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2019-07-19 | 2020-11-24 |
| Odyssey Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-12-07 | 2019-05-23 |
| Odyssey Asset Management Limited | Rep | Type 9 — Asset management | 2017-12-07 | 2019-05-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2013-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-12-09 | 2013-11-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-12-09 | 2013-11-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-09 | 2010-08-26 |