Siu Wai (SFC:ASD269) Ng
吳少維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai (SFC:ASD269) Ng (吳少維), a licensed former licensee with CE reference ASD269. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2013-05-11 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-13 | 2010-09-29 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-02 | 2010-09-29 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-02 | 2010-09-29 |