Lydia Ka Yee Mok
莫嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lydia Ka Yee Mok (莫嘉怡), a licensed former licensee with CE reference ASD450. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2020-10-11 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2016-01-20 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2014-06-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-21 | 2013-10-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-10-04 | 2013-10-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-04 | 2013-10-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-10 | 2013-10-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-10 | 2013-10-28 |