Wai Yin Cheung
張偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Cheung (張偉賢), a licensed Responsible Officer with CE reference ASE682. Currently licensed at 1 firm(s): Posley Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Posley Asset Management Limited |
RO | Type 4 — Advising on securities | 2023-09-13 | present |
| Posley Asset Management Limited |
RO | Type 9 — Asset management | 2023-09-13 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-12 | 2021-05-25 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-06-05 | 2021-05-25 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-30 | 2021-05-25 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-30 | 2021-05-25 |