Jian Ni
倪健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Ni (倪健), a licensed former licensee with CE reference ASG429. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-21 | 2019-07-13 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-21 | 2019-07-13 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-14 | 2011-12-16 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-01-14 | 2011-12-16 |