Wenjia Ma
馬文佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjia Ma (馬文佳), a licensed former licensee with CE reference ASI056. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-10 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-05-10 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-07-23 | 2016-05-10 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-23 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-07-05 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-19 | 2012-07-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-20 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-20 | 2016-05-10 |