Xiaozheng Liu
劉曉鉦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozheng Liu (劉曉鉦), a licensed former licensee with CE reference ASK668. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-27 | 2015-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-27 | 2015-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-27 | 2015-09-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-10 | 2011-06-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-11-10 | 2011-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-10 | 2011-06-01 |
| Susquehanna Financial Group Asia Limited |
RO | Type 1 — Dealing in securities | 2009-04-22 | 2009-10-02 |
| Susquehanna Financial Group Asia Limited |
RO | Type 6 — Advising on corporate finance | 2009-04-22 | 2009-10-02 |
| Susquehanna Financial Group, LLLP |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2009-03-11 |
| Susquehanna Financial Group, LLLP |
Rep | Type 6 — Advising on corporate finance | 2009-02-19 | 2009-03-11 |