Alexis Garatti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Garatti ( ), a licensed former licensee with CE reference ASL199. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-12 | 2017-09-27 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-01-12 | 2017-09-27 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-27 | 2014-12-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-16 | 2011-12-31 |