Matthew Christopher Unsworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Christopher Unsworth ( ), a licensed former licensee with CE reference ASN959. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toscafund HK Limited |
RO | Type 1 — Dealing in securities | 2022-03-16 | 2022-09-16 |
| Toscafund HK Limited |
RO | Type 4 — Advising on securities | 2022-03-16 | 2022-09-16 |
| Toscafund HK Limited |
RO | Type 9 — Asset management | 2022-03-16 | 2022-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-03-06 | 2009-04-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-03-06 | 2009-04-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-06 | 2009-04-08 |