Ning Hung
洪寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Hung (洪寧), a licensed former licensee with CE reference ASP980. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-15 | 2020-01-07 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-26 | 2012-01-01 |