Yim Sheung Shung
宋艷嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Sheung Shung (宋艷嫦), a licensed Representative with CE reference ASS219. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-12 | present |
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-12 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2023-03-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-02 | 2023-03-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-02 | 2023-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2009-11-16 | 2011-10-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2011-10-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-06 | 2011-10-03 |