Chung Kit Yeung
楊忠杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kit Yeung (楊忠杰), a licensed Responsible Officer with CE reference AST684. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-10-20 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-10-20 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-10-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-09-24 | 2023-10-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-09-24 | 2023-10-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-09-24 | 2023-10-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2013-09-13 |