Timothy Tze Him Lam
林子謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Tze Him Lam (林子謙), a licensed former licensee with CE reference ASU235. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-27 | 2020-02-13 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-13 | 2020-02-13 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-13 | 2018-09-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-14 | 2017-08-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-21 | 2015-07-31 |