Wing Hong Vivian Tse
謝穎康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hong Vivian Tse (謝穎康), a licensed former licensee with CE reference ASU313. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2021-04-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2021-04-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2021-04-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2021-04-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2021-04-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2019-08-08 | 2020-07-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-10 | 2020-07-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2020-07-08 |