Chen (SFC:ASY201) Wang
汪辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:ASY201) Wang (汪辰), a licensed Responsible Officer with CE reference ASY201. Currently licensed at 1 firm(s): North Oakridge Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Oakridge Asset Management Limited 橡樹嶺資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-06 | present |
| North Oakridge Asset Management Limited 橡樹嶺資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-06 | present |
| North Oakridge Asset Management Limited 橡樹嶺資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | 2020-11-06 |
| North Oakridge Asset Management Limited 橡樹嶺資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-05 | 2020-11-06 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-09 | 2020-09-15 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-09 | 2020-09-15 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2012-09-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-05-19 | 2012-09-01 |