Kelvin Kwun Fan Lee
李冠勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwun Fan Lee (李冠勳), a licensed Responsible Officer with CE reference ASY378. Currently licensed at 1 firm(s): Nittan Securities Asia Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-31 | present |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-16 | 2020-07-20 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-16 | 2020-08-31 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-13 | 2013-12-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2013-12-13 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-06 | 2013-12-13 |
| Nittan Capital Asia Limited 溢勝亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-09-30 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-02 | 2011-04-30 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-17 | 2011-04-30 |