Ke (SFC:ATB528) Li
李可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke (SFC:ATB528) Li (李可), a licensed former licensee with CE reference ATB528. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HD Capital Limited 弘鼎資本有限公司 |
RO | Type 9 — Asset management | 2015-12-14 | 2025-07-01 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-27 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-27 | 2011-01-31 |